HFA Symposium Boston 2014
Hedge Fund Association
When & Where

Thursday, February 6, 2014

  • 4:30pm-5:00pm Registration
  • 5:00pm-6:15pm Panel Discussion
  • 6:15pm-7:30pm Cocktails

Foley Hoag LLP
155 Seaport Blvd
Boston, MA 02210

Directions

Sponsor

Foley Hoag

HFA Contacts

Global Executive Director
Lara Block
lblock@thehfa.org

Global President
Mitch Ackles
Hedge Fund PR
mitch@hedgefundpr.net

Boston Chapter Director
Robert Sawyer
Foley Hoag LLP
RSawyer@foleyhoag.com

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Upcoming Events

HFA Roundtable:

February 5th - Sydney
HFSB's Institutional Investors Roundtable

HFA Symposium:

February 24th - DC

March 3rd - New York

HFA Symposium

In recent years, regulatory compliance obligations of hedge fund managers have expanded dramatically, as have examination and enforcement efforts of the Securities and Exchange Commission. Our panel of industry professionals will explore some key areas based on the SEC’s recent enforcement actions and its stated examination priorities for the coming year in order to provide managers with some practical considerations for examining their own policies and procedures, including:

  • Custody and safeguarding of client assets: When will you be deemed to have custody and what you should be doing to comply with SEC rules?
  • Performance and valuation concerns: What should you be mindful of when calculating and reporting performance of your strategies, and what should you be doing to document and support these calculations?
  • Private placement concerns: What do you need to do to comply with recent amendment to Form D and Rule 506 (bad actor provisions)?
  • Regulation M: What must managers be aware of when participating in secondary offerings of public issues?

This HFA Boston Chapter Symposium is complimentary for HFA members, Foley Hoag Guests, hedge fund managers and investors. Non-member service providers may attend on a very limited basis by paying a $60 registration fee per person in advance.

Space is limited, please select a link below and RSVP now:

HFA Mem, FH Guests, Investors & Mngrs

Service Providers

Request Media Pass


EVENT SPEAKERS

Robert G. Sawyer
Robert G. Sawyer
Counsel,
Foley Hoag LLP

Robert Sawyer is a Counsel at Foley Hoag LLP and Co-Chair of the firm’s Investment Management practice. Robert’s practice focuses on investment advisers and private investment funds, including hedge funds, private equity and venture capital funds, and small business investment companies. He assists advisers with a range of regulatory compliance matters, including formulation of policies and procedures tailored to their business, advice and assistance with respect to current regulatory developments and compliance with registration and reporting requirements. He has significant experience in formation and structuring of management vehicles, as well as of domestic and offshore investment funds, taking into account variances in investment strategies and desirable operational and tax results for managers. In 2013, Robert was appointed regional director of the Boston Chapter of the Hedge Fund Association.

Daniel Marx
Daniel Marx
Partner,
Foley Hoag LLP

Daniel Marx is a Partner in the Litigation Department at Foley Hoag LLP. In his practice, Daniel represents companies, CEOs and senior executives in white-collar criminal matters, related regulatory enforcement actions by the SEC, and complex civil litigation. He has successfully handled litigation matters in federal and state courts at both the trial and appellate levels. Daniel frequently writes and speaks on topics concerning the financial services industry, and he is an active member of the National Association of Criminal Defense Lawyers and the Massachusetts Association of Criminal Defense Lawyers.

Michael Megaw
Michael Megaw
Global Head of Regulatory Solutions,
SS&C GlobeOp

Michael Megaw is Global Head of Regulatory Solutions and has worked with SS&C GlobeOp since 2004. Most recently he headed SS&C’s launch of its Form PF, CPO-PQR, FATCA, AIFMD software and service solutions, allowing clients to easily meet the deadlines and manage the complexities of these regulations. Michael also manages part of SS&C GlobeOp fund administration business, helping it grow into one of the top three fund administration businesses in the world. Prior to joining SS&C, Michael worked in the assurance business of Eisner–Amper, (formerly Eisner LLP). Michael graduated from Franklin and Marshall College and holds his MBA from New York University Stern School of Business.

Scott Mackey
Scott Mackey, CPA
Partner
McGladrey LLP

Scott is a partner and leader of the Financial Services practice in New England. He is responsible for all aspects of McGladrey’s delivery of assurance, taxation, risk advisory and IT consulting services to the New England asset management and financial services sector. Scott has more than 15 years of “Big 4” public accounting experience and has extensive experience across the asset management industry having served both the alternative investment space, including hedge fund, private equity and fund of fund complexes, and registered investment companies including mutual funds.

Speakers may change at any time due to unforeseen circumstances.
The Hedge Fund Association is not responsible for attendee travel costs in the case of an event cancellation.

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